SEBI Registered Research Analyst Registration No. INH000011510
The particulars given in this Disclosure Document have been prepared in accordance with SEBI (Research Analyst) Regulations, 2014.
The purpose of the Document is to provide essential information about the Research and recommendation Services in a manner to assist and enable the perspective client/client in making an informed decision for engaging in Research and recommendation services before investing.
For the purpose of this Disclosure Document, Research Analyst is Anupam Shrivastava, trade name: “The Wealth Key”, (hereinafter referred as “Research Analyst”)
Descriptions about “Research Analyst”
History, Present business and Background
Anupam Shrivastava, Trade Name: “The Wealth Key” is registered with SEBI as Research Analyst with Registration No. INH000011510. The firm got its registration on February 24, 2023 and is engaged in research and recommendation Services.
The focus of Research Analyst is to provide research and recommendations services to the clients. Analyst aligns its interests with those of the client and seeks to provide the best services.
Disciplinary history
There are no pending material litigations or legal proceedings, findings of inspections or investigations for which action has been taken or initiated by any regulatory authority against the Research Analyst or its relatives.
Details of its associates
No Associates
Disclosures with respect to Research and Recommendations Services
- • Investment in securities market are subject to market risks. Read all the related documents carefully before investing.
- • Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
- • The securities quoted are for illustration only and are not recommendatory.
- • Research Analyst categorically states that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by the Research Analyst), will be profitable or equal any historical performance level(s).
- • Research Analyst is not engaged in any kind of execution services.
- • Research Analyst or his relative may have financial interest or actual / beneficial ownership of one per cent or more in the securities recommended in its personal portfolio at the end of the month immediately preceding the date of publication of the research report or date of the public appearance. Details of the same may be referred through the disclosures made at the time of recommendation.
- • There are no actual or potential conflicts of interest arising from any connection of Research Analyst or his associate or his relative to or association with any issuer of products/ securities, including any material information or facts that might compromise its objectivity or independence in the carrying on of Research Analyst services. Such conflict of interest shall be disclosed to the client as and when they arise.
- • Research analyst or relatives, may have actual/beneficial ownership of one per cent or more securities of the subject company, at the end of the month immediately preceding the date of publication of the research report or date of the public appearance or research recommendation. Details of the same may be referred through the disclosures made at the time of advice.
- • Research analyst or relatives has no connection or association of any sort with any issuer of products/ securities recommended herein.
- • Research analyst or his relative has no actual or potential conflicts of interest arising from any connection to or association with any issuer of products/ securities, including any material information or facts that might compromise its objectivity or independence in the carrying on of research and recommendations services.
- • Research analyst has not received any kind of remuneration or consideration form the products/ securities recommended herein.
- • Research analyst has not received any compensation from the subject company in past 12 months.
- • Research analyst has not managed or co-managed the public offering of any Company in past 12 months.
- • Research analyst has not received any compensation for investment banking or merchant banking of brokerage services from any company in past 12 months.
- • Research analyst has not received any compensation for products or services from any company in the past twelve months.
- • Research analyst has not received any compensation or other benefits from the any company or third party in connection with the research report or research recommendations.
- • Research analyst has not received any compensation for products or services from any subject company in past 12 months.
- • The subject company is or was not a client of Research analyst during twelve months preceding the date of distribution of the research report and recommendation services provided.
- • Research Analyst has not served as an officer, director or employee of the subject company.
- • Research Analyst has not been engaged in market making activity of the subject company.
- • Details of Compliance/Grievance Officer: Name: Mr. Anupam Shrivastava, Email Id: info@thewealthkey.in, Contact Number: +91 8085212139.